01

The ESOS Phase 4 deadline

The ESOS Phase 4 deadline is 5 December 2027.

This is the final date for submitting your compliance notification to the Environment Agency3, and the full route to that notification is set out in the ESOS Phase 4 compliance guide.

Missing the notification deadline is a failure to notify under reg 43, which carries a fixed penalty of up to £5,000 plus £500 for each working day the failure continues (capped at 80 working days), alongside publication of the breach.

Other ESOS offences carry higher maxima — including £50,000, with downward discretion, for failing to undertake the ESOS assessment itself (reg 45) — as set out in SI 2014/1643 Part 8.

02

ESOS Phase 4 key dates and timeline

Understanding all ESOS Phase 4 dates ensures timely compliance:

ESOS Phase 4 datesDateWhat happens
Phase 4 starts6 Dec 2023Compliance period begins
Data collectionFrom Dec 2023Start gathering energy data
Qualification date31 Dec 2026Determines who qualifies
Audit window2026-2027Conduct energy audits
Notification deadline5 Dec 2027Submit to Environment Agency

These ESOS Phase 4 dates are fixed in The Energy Savings Opportunity Scheme Regulations1.

Phase 5 will follow immediately, running from 6 December 2027 to 5 December 2031, as confirmed in the ESOS Phase 4 changes guidance4.

03

ESOS Phase 4 qualification date

The ESOS Phase 4 qualification date is 31 December 2026.

On this date, your organisation qualifies if it meets any of these criteria:

Qualification testThreshold
Employees250 or more
Annual turnoverIn excess of £44 million
Balance sheet totalIn excess of £38 million

You qualify if you have 250+ employees OR exceed BOTH financial thresholds on the ESOS Phase 4 qualification date.

For how these ESOS thresholds interact with part-year accounts and group structures, see the wider qualification guide.

Group undertakings aggregate their numbers — if the group qualifies, all UK entities must participate.

04

ESOS Phase 4 requirements

The ESOS Phase 4 requirements build on previous phases with additional obligations:

Alternatively, maintain ISO 50001 certification covering your total or significant energy consumption to meet ESOS Phase 4 requirements, as specified in the official ESOS guidance2.

05

ESOS Phase 4 action plan for meeting the deadline

Your ESOS Phase 4 action plan should follow this timeline:

ActionWhenWho
Assess qualification statusNowFinance/HR
Nominate responsible officer(s)Q3 2026Board
Engage lead assessorQ4 2026Procurement
Collect energy dataFrom Dec 2023Facilities
Conduct energy auditsQ1-Q2 2027Lead assessor
Identify savingsQ2-Q3 2027Energy team
Finalise reportsQ3 2027Lead assessor
Submit notificationBy 5 Dec 2027Responsible officer

This ESOS Phase 4 action plan ensures systematic compliance before the deadline.

Our ESOS consultants provide support at every stage.

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Complete ESOS Phase 4 timeline

When is ESOS Phase 4 due? Here's the complete timeline:

Starting early avoids the bottleneck as the ESOS Phase 4 deadline approaches.

The CIBSE ESOS guidance recommends beginning preparations at least 12 months before the deadline.

07

Frequently asked questions

When is the ESOS Phase 4 deadline?

The ESOS Phase 4 deadline is 5 December 2027. This is the compliance notification deadline by which qualifying organisations must submit their ESOS notification to the Environment Agency. The qualification date is 31 December 2026 — if you qualify on that date, you must comply by the deadline.

What are the key ESOS Phase 4 dates?

ESOS Phase 4 key dates are: compliance period 6 December 2023 to 5 December 2027, qualification date 31 December 2026, and notification deadline 5 December 2027. Organisations qualifying on 31 December 2026 must complete energy audits and notify the Environment Agency by 5 December 2027.

When is ESOS Phase 4 due?

ESOS Phase 4 is due on 5 December 2027. This is when compliance notifications must be submitted to the Environment Agency. However, work should start much earlier — data collection from December 2023, audits through 2026-2027, and lead assessor sign-off before the deadline.

What is the ESOS Phase 4 qualification date?

The ESOS Phase 4 qualification date is 31 December 2026. On this date, if your organisation employs at least 250 people, or has an annual turnover in excess of £44 million and an annual balance sheet total in excess of £38 million, you qualify for ESOS and must comply by 5 December 2027.

What are the ESOS Phase 4 requirements?

ESOS Phase 4 requirements include: measuring total energy consumption, conducting energy audits covering 95% of energy use (or maintaining ISO 50001), identifying energy-saving opportunities, having an approved lead assessor carry out or review the audit, obtaining sign-off from your responsible officer(s), and submitting notification to the Environment Agency by 5 December 2027.

What should be in an ESOS Phase 4 action plan?

An ESOS Phase 4 action plan should include: determining qualification status, appointing your responsible officer(s) and lead assessor, collecting energy data from December 2023, conducting audits through 2026-2027, implementing ISO 50001 if using that route, getting lead assessor and responsible officer sign-off, and submitting notification before 5 December 2027.

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Sources